A full service investment capital and securities brokerage firm which serves the needs of both private and public companies worldwide, as well as individual and institutional investors. We are committed to forging lasting partnerships with emerging growth companies and the investors who back them. Our simple approach is to provide customized financial solutions for virtually any need. A complete range of investment capital and brokerage services are available to our valued corporate and individual clients.

Our corporate finance professionals have the depth of experience and resources to create integrated financing solutions for both private and public marketplaces. Additionally, we offer an exceptional array of private client services through our dedicated financial consultant group. cater allen understands the importance of strong relationships in today's dynamic business environment and welcomes the opportunity to leverage this power into your success!

Prime Equity , Inc. has experienced professionals with proven corporate finance expertise in all aspects of investment capital, such as: Initial public offerings and secondary offerings
Private placements of equity and debt
Mergers and acquisitions
Corporate divestitures
Fairness opinions and valuation
Bankruptcy/restructuring advisory services
Growth Company Focus
Our emphasis is on the financial needs of emerging growth companies in the small and micro-cap markets.
Global Capabilities
We have a nationwide reach with investment capital experience in Asia and Europe, while our international office located in Hong Kong provides full access to the Asian financial markets.
Client Guidance
As we guide entrepreneurs through the capital markets, our experience and long established relationships help get small companies through big doors.
Private Brokerage Our professional investment counselors have the experience and resources to help clients achieve their financial goals through solid investments that include an array of proprietary and third party products. Browse our site for more information on cater allen , Inc. or Contact Us now! All telephone conversations may be recorded for quality assurance and accuracy. WPC Significant Business Disruption Plan
cater allen Inc.’s policy is to respond to a Significant Business Disruption (SBD) by safeguarding our property and the lives of our employees, by making the appropriate assessments to ensure that we can complete the following:
Resume operations, Protect all of cater allen ’s books and records,
Allow our customers to continue to conduct business, and
Allow customers prompt access to fund and securities.<
Significant Business Disruptions (SBDs)
Our plan anticipates internal and external disruptions. Internal disruptions affect only our ability to communicate and conduct business, such as a power outage or fire. External disruptions prevent the operation of the securities markets or a number of many firms, such as an earthquake, terrorist attack or widespread disruption. Our response to an external disruption relies more heavily on other organizations and systems especially including our clearing firm. Our clearing firm is Cor Clearing, LLC, 9300 Underwood Avenue, Suite 400, Omaha, NE 68114-2685. Telephone: (402) 230-4016 or (402) 230-4016 Office Locations Our Offices of Supervisory Jurisdiction are located in Los Angeles, California and Boca Raton, Florida. Corporate Headquarters – Los Angeles, CA
Our Los Angeles office is located at 1900 Avenue of the Stars, Suite 310, Los Angeles, CA 90067. Our main telephone number is (402) 230-4016. Our employees may travel to this office by means of foot, car, train, bus, and plane. We engage in order taking and entry at this location.
Other Services Currently Provided to Customers
In addition to those services listed above, we also receive requests for account journals of securities, monies and stock certificates, stock certificates received and mailed out, change of address, and overall customer service. In the event of an internal SBD, we request all customers to contact Cor Clearing, LLC directly . In the event of an external SBD, we would document all requests and forward to our clearing firm via the best available means. If none are available, we will notify customers of the delay, then forward to our clearing firm as soon as possible.